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Detailed Report
MATTHEW ARJEH WOLLMANN
MATTHEW ARJEH WOLLMAN
CRD#: 5417166
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 225 S Lake Ave Penthouse
Pasadena, CA 91101
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - 2021 (5 years)2 FIRMS2021 - Present (3 years)BMORGAN STANLEY (CRD# 149777)2011 - 2015 (4 years)BSOUTHWEST SECURITIES, INC. (CRD# 6220)2008 - 2011 (2 years)BM.L. STERN & CO., LLC. (CRD# 8327)2008 - 2008 (<1 year)IAMORGAN STANLEY (CRD# 149777)2012 - 2015 (3 years)
License(s)

State Registrations

B
Arizona 6/8/2021
B
Michigan 4/2/2024
IA
Arizona 6/29/2021
B
Minnesota 5/31/2024
B
Arkansas 4/2/2024
B
Mississippi 4/2/2024
B
California 6/8/2021
B
Nevada 6/23/2021
IA
California 6/9/2021
IA
Nevada 6/23/2021
B
Colorado 7/26/2021
B
New Jersey 4/2/2024
B
Connecticut 4/2/2024
B
Oregon 6/8/2021
B
Florida 6/8/2021
IA
Oregon 6/8/2021
IA
Florida 6/30/2021
B
Texas 5/31/2024
B
Hawaii 4/2/2024
B
Utah 4/2/2024
B
Illinois 4/2/2024
B
Virginia 4/2/2024
B
Kansas 4/2/2024
B
Washington 6/8/2021
B
Maryland 4/2/2024
IA
Washington 7/8/2021

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 6/8/2021
B
WEDBUSH SECURITIES INC. (CRD#:877)
225 S Lake Ave Penthouse, Pasadena, CA 91101
Registered with this firm since 6/8/2021
Previous Registration(s)
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IA
 09/08/2015 - 07/16/2021 HILLTOP SECURITIES INC. (CRD#:6220) Sherman Oaks, CA
B
 09/04/2015 - 07/16/2021 HILLTOP SECURITIES INC. (CRD#:6220) Sherman Oaks, CA
IA
 04/02/2012 - 09/15/2015 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
 02/02/2011 - 09/15/2015 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
 12/04/2008 - 02/28/2011 SOUTHWEST SECURITIES, INC. (CRD#:6220) BEVERLY HILLS, CA
B
 06/04/2008 - 12/31/2008 M.L. STERN & CO., LLC. (CRD#:8327) BEVERLY HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.