Individual Firm
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MICHAEL ADAM GRAVES
CRD#: 5415815
IA
B
MORGAN STANLEYCRD#: 149777 911 W Loop 281
Suite 310
Longview, TX 75604
Suite 310
Longview, TX 75604
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 12/1/2023
B
Michigan 2/15/2024
B
Alaska 2/15/2024
B
Missouri 3/4/2021
B
Arizona 9/8/2014
B
New York 2/15/2024
B
Arkansas 11/26/2012
B
North Carolina 4/20/2012
B
California 7/28/2015
B
Oklahoma 2/28/2019
B
Colorado 8/10/2011
B
Oregon 1/5/2024
B
Connecticut 2/15/2024
B
Tennessee 2/15/2024
B
Florida 6/21/2016
B
Texas 6/1/2009
B
Georgia 6/14/2017
IA
Texas 6/1/2009
B
Illinois 2/15/2024
B
Virginia 7/13/2016
B
Indiana 3/19/2024
B
Washington 7/26/2021
B
Louisiana 8/3/2017
B
Wisconsin 2/15/2024
B
Maine 1/8/2018
B
Wyoming 2/15/2024
B
Maryland 5/21/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/01/2008 - 06/01/2009 | LONGVIEW, TX | |
B | 04/01/2008 - 06/01/2009 | LONGVIEW, TX | |
IA | 01/01/2008 - 04/03/2008 | LONGVIEW, TX | |
B | 01/01/2008 - 04/03/2008 | LONGVIEW, TX | |
B | 11/05/2007 - 01/03/2008 | LONGVIEW, TX | |
IA | 11/19/2007 - 01/01/2008 | LONGVIEW, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.