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ANDREW JAMES MASON
Andrew James Mason, Andrew Mason
CRD#: 5415459
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 797 EAST LANCASTER AVE
SUITE 100
VILLANOVA, PA 19085-1532
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 300 MAIN STREET
EXTON, PA 19341
Registration History
2008201020122014201620182020202220242 FIRMS2019 - 2023 (3 years)4 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2023 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2007 - 2019 (11 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2022 (<1 year)IATD AMERITRADE, INC. (CRD# 7870)2019 - 2022 (3 years)IAVANGUARD ADVISERS INC (CRD# 106715)2015 - 2019 (4 years)
License(s)

State Registrations

B
Alabama 12/12/2023

B
Nevada 12/12/2023

B
Alaska 12/12/2023

B
New Hampshire 12/12/2023

B
Arizona 12/12/2023

B
New Jersey 12/12/2023

B
Arkansas 12/12/2023

B
New Mexico 12/12/2023

B
California 12/12/2023

B
New York 12/12/2023

B
Colorado 12/12/2023

B
North Carolina 12/12/2023

B
Connecticut 12/12/2023

B
North Dakota 12/12/2023

B
Delaware 12/12/2023

B
Ohio 12/13/2023

B
District of Columbia 12/12/2023

B
Oklahoma 12/12/2023

B
Florida 12/12/2023

B
Oregon 12/12/2023

B
Georgia 12/12/2023

B
Pennsylvania 11/30/2023

B
Hawaii 12/12/2023

IA
Pennsylvania 12/15/2023

B
Idaho 12/12/2023

B
Puerto Rico 12/12/2023

B
Illinois 12/12/2023

B
Rhode Island 12/12/2023

B
Indiana 12/12/2023

B
South Carolina 12/12/2023

B
Iowa 12/12/2023

B
South Dakota 12/12/2023

B
Kansas 12/12/2023

B
Tennessee 12/12/2023

B
Kentucky 12/12/2023

B
Texas 12/12/2023

B
Louisiana 12/12/2023

IA
Texas 3/4/2024

B
Maine 12/12/2023

B
Utah 12/12/2023

B
Maryland 12/12/2023

B
Vermont 12/12/2023

B
Massachusetts 12/12/2023

B
Virgin Islands 12/12/2023

B
Michigan 12/12/2023

B
Virginia 12/12/2023

B
Minnesota 12/12/2023

B
Washington 12/12/2023

B
Mississippi 12/12/2023

B
West Virginia 12/12/2023

B
Missouri 12/12/2023

B
Wisconsin 12/12/2023

B
Montana 12/12/2023

B
Wyoming 12/12/2023

B
Nebraska 12/12/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
797 EAST LANCASTER AVE SUITE 100, VILLANOVA, PA 19085-1532
Registered with this firm since 12/15/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
300 MAIN STREET, EXTON, PA 19341
WEST CHESTER, PA
Registered with this firm since 11/30/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/13/2023 - 11/15/2023 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Exton, PA
B
06/13/2023 - 11/15/2023 PRUCO SECURITIES, LLC. (CRD#:5685) Exton, PA
IA
01/03/2023 - 06/09/2023 CITIZENS SECURITIES, INC. (CRD#:39550) DOYLESTOWN, PA
B
01/03/2023 - 06/09/2023 CITIZENS SECURITIES, INC. (CRD#:39550) DOYLESTOWN, PA
IA
03/06/2019 - 01/04/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Radnor, PA
B
01/26/2022 - 01/04/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Radnor, PA
B
03/06/2019 - 01/04/2023 TD AMERITRADE, INC. (CRD#:7870) RADNOR, PA
IA
01/26/2022 - 12/31/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Radnor, PA
IA
03/06/2019 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) RADNOR, PA
IA
01/15/2015 - 03/01/2019 VANGUARD ADVISERS INC (CRD#:106715) MALVERN, PA
B
09/20/2007 - 03/01/2019 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.