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STEPHEN WILLIAM COGGER
CRD#: 5414562
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 40W188 CAMPTON CROSSING, STE E
ST. CHARLES, IL 60175
Registration History
2016201720182019202020212022202320242025IALPL FINANCIAL LLC (CRD# 6413)2017 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 8/11/2017

B
New Jersey 5/5/2022

B
California 2/5/2019

B
New York 8/15/2023

B
Colorado 7/21/2022

B
Ohio 8/7/2018

B
Florida 8/26/2019

B
Rhode Island 11/13/2017

B
Georgia 12/18/2019

B
Tennessee 4/24/2019

B
Illinois 1/27/2017

B
Texas 6/20/2022

IA
Illinois 1/30/2017

IA
Texas 10/18/2022

B
Indiana 6/21/2017

B
Virginia 2/12/2024

B
Michigan 12/23/2019

B
Wisconsin 8/26/2019

B
New Hampshire 4/30/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
40W188 CAMPTON CROSSING, STE E, ST. CHARLES, IL 60175
Registered with this firm since 1/30/2017

B
LPL FINANCIAL LLC (CRD#:6413)
40W188 CAMPTON CROSSING, STE E, ST. CHARLES, IL 60175
Registered with this firm since 7/22/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.