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Detailed Report
MICHAEL STEVEN TAMBINI
CRD#: 5414141
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 101 W Main St Fl 2
Moorestown, NJ 08057
LPL FINANCIAL LLCCRD#: 6413 101 W MAIN ST FL 2
MOORESTOWN, NJ 08057
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2015 (7 years)2 FIRMS2015 - Present (9 years)IALPL FINANCIAL LLC (CRD# 6413)2017 - 2019 (2 years)
License(s)

State Registrations

B
Colorado 7/18/2016
IA
New Jersey 10/7/2015
B
Florida 7/18/2016
B
New York 7/18/2016
B
Georgia 2/23/2021
B
Ohio 10/30/2019
B
Massachusetts 6/4/2024
B
Pennsylvania 7/18/2016
B
Michigan 5/17/2023
B
Rhode Island 2/23/2021
B
Nevada 2/23/2021
B
Virginia 7/18/2016
B
New Jersey 9/15/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
101 W Main St Fl 2, Moorestown, NJ 08057
Registered with this firm since 10/7/2015
B
LPL FINANCIAL LLC (CRD#:6413)
101 W MAIN ST FL 2, MOORESTOWN, NJ 08057
Registered with this firm since 9/15/2015
Previous Registration(s)
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IA
 09/19/2017 - 12/31/2019 LPL FINANCIAL LLC (CRD#:6413) MT LAUREL, NJ
IA
 07/14/2008 - 08/31/2015 PNC INVESTMENTS (CRD#:129052) MOORESTOWN, NJ
B
 03/06/2008 - 08/31/2015 PNC INVESTMENTS (CRD#:129052) MOORESTOWN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.