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FRANKLIN MAURICIO PORTILLO
CRD#: 5413578
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 12481 High Bluff Drive
Suite 100
San Diego, CA 92130-3583
Registration History
201220142016201820202022202420262 FIRMS2013 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - 2013 (<1 year)
License(s)

State Registrations

B
California 11/18/2013

IA
California 11/18/2013

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583
Registered with this firm since 11/18/2013

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
12481 High Bluff Drive Suite 100, San Diego, CA 92130-3583
Registered with this firm since 8/2/2013

Previous Registration(s)
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B
12/04/2012 - 08/07/2013 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.