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Catherine T. Fisher
CATHERINE T FISHER, CATHERINE MARY THOMAS
CRD#: 5411452
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2998 NW FEDERAL HWY
JENSEN BEACH, FL 34957
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2013 (5 years)2 FIRMS2013 - Present (12 years)
License(s)

State Registrations

B
California 6/9/2022

B
Massachusetts 4/5/2023

B
Connecticut 5/12/2023

B
Michigan 2/12/2019

B
Delaware 2/1/2023

B
New Jersey 5/29/2013

B
District of Columbia 9/2/2022

B
New York 8/29/2013

B
Florida 1/8/2013

B
North Carolina 9/27/2021

IA
Florida 1/15/2013

B
Ohio 8/26/2023

B
Georgia 9/27/2021

B
Pennsylvania 1/13/2023

B
Illinois 2/12/2019

B
Tennessee 9/27/2021

B
Kentucky 11/7/2022

B
Virginia 9/27/2021

B
Maine 11/28/2023

B
Wisconsin 11/12/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2998 NW FEDERAL HWY, JENSEN BEACH, FL 34957
Registered with this firm since 1/15/2013

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2998 NW FEDERAL HWY, JENSEN BEACH, FL 34957
Registered with this firm since 1/8/2013

Previous Registration(s)
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IA
12/14/2007 - 01/02/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STUART, FL
B
11/15/2007 - 01/02/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) STUART, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.