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COLLEEN CLARK HIGGINS
COLLEEN ANNE CLARK, COLLEEN HIGGINS
CRD#: 5410918
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 582 BEACHLAND BLVD.
SUITE 200
VERO BEACH, FL 32963
SUITE 200
VERO BEACH, FL 32963
0
Disclosures
17
Years of Experience
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State Registrations
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Alabama 5/7/2024
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New Hampshire 5/7/2024
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Arizona 5/7/2024
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New Jersey 5/7/2024
B
California 5/7/2024
B
New Mexico 6/18/2024
B
Colorado 6/18/2024
B
New York 5/7/2024
B
Connecticut 5/7/2024
B
North Carolina 5/7/2024
B
District of Columbia 6/18/2024
B
Ohio 5/7/2024
B
Florida 3/12/2019
B
Oregon 6/18/2024
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Florida 3/18/2019
B
Pennsylvania 5/7/2024
B
Georgia 5/7/2024
B
Rhode Island 6/25/2024
B
Illinois 6/18/2024
B
South Carolina 6/18/2024
B
Indiana 5/7/2024
B
Tennessee 6/18/2024
B
Kansas 6/18/2024
B
Texas 5/7/2024
B
Kentucky 1/21/2025
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Texas 5/8/2024
B
Louisiana 5/7/2024
B
Utah 1/13/2025
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Maine 5/7/2024
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Vermont 5/7/2024
B
Maryland 6/18/2024
B
Virginia 5/7/2024
B
Massachusetts 5/7/2024
B
Washington 6/18/2024
B
Michigan 6/18/2024
SRO Registrations
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Registered with this firm since 3/18/2019
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Registered with this firm since 3/12/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/11/2015 - 03/14/2019 | VERO BEACH, FL | |
B | 03/24/2015 - 03/14/2019 | VERO BEACH, FL | |
B | 09/22/2014 - 02/02/2015 | SEBASTIAN, FL | |
B | 09/26/2007 - 09/09/2014 | SEBASTIAN, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.