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JAMEL GORDON
Jamel Gordon
CRD#: 5410346
IA
Investment Adviser
B
Broker
ROSE CAPITAL ADVISORS, LLCCRD#: 173054 119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH, FL 33139
SAXONY SECURITIES, INC.CRD#: 115547 119 WASHINGTON AVENUE
SUITE 400
MIAMI BEACH, FL 33139
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2018 (5 years)3 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2009 - 2011 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2008 (<1 year)
Disclosure(s)
View By:
3/2/2022
Employment Separation After Allegations
License(s)

State Registrations

IA
Florida 4/27/2022

IA
Texas 4/4/2022

B
Florida 5/6/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROSE CAPITAL ADVISORS, LLC (CRD#:173054)
119 WASHINGTON AVENUE SUITE 400, MIAMI BEACH, FL 33139
Registered with this firm since 4/4/2022

B
SAXONY SECURITIES, INC. (CRD#:115547)
119 WASHINGTON AVENUE SUITE 400, MIAMI BEACH, FL 33139
Registered with this firm since 4/25/2022

Previous Registration(s)
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IA
06/26/2018 - 04/12/2022 PROVENANCE WEALTH ADVISORS (CRD#:126529) FORT LAUDERDALE, FL
IA
03/02/2018 - 03/18/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) FT. LAUDERDALE, FL
B
03/02/2018 - 03/18/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) FT. LAUDERDALE, FL
IA
08/07/2012 - 03/07/2018 EDWARD JONES (CRD#:250) AVENTURA, FL
B
08/06/2012 - 03/07/2018 EDWARD JONES (CRD#:250) AVENTURA, FL
IA
09/26/2011 - 06/21/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) AVENTURA, FL
B
07/20/2011 - 06/21/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) AVENTURA, FL
B
08/13/2009 - 07/11/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) NORTH MIAMI BEACH, FL
B
09/23/2008 - 10/31/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBUS, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.