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ANA HA LE
Ana Le, Ha Thi Le
CRD#: 5410308
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 333 LINDEN AVE
SOUTH SAN FRANCISCO, CA 94080
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2013 - 2023 (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2013 (2 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2010 (2 years)IAUNIONBANC INVESTMENT SERVICES, LLC (CRD# 14455)2015 - 2023 (7 years)
License(s)

State Registrations

B
California 10/6/2023

B
Montana 4/5/2024

IA
California 10/9/2023

B
New York 6/24/2024

B
Florida 5/31/2024

B
North Carolina 10/18/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
333 LINDEN AVE, SOUTH SAN FRANCISCO, CA 94080
Registered with this firm since 10/9/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
333 LINDEN AVE, SOUTH SAN FRANCISCO, CA 94080
Registered with this firm since 10/6/2023

Previous Registration(s)
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IA
06/02/2023 - 10/19/2023 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) San Carlos, CA
B
05/26/2023 - 10/19/2023 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
IA
09/14/2015 - 06/01/2023 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN CARLOS, CA
B
08/06/2013 - 05/26/2023 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN CARLOS, CA
B
01/03/2011 - 07/24/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN FRANCISCO, CA
B
04/23/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
10/10/2007 - 05/11/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN JOSE, CA
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B
Broker
IA
Investment Adviser
Disclosures
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