Individual Firm
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GABRIELLA SHEFFIELD
CRD#: 5409494
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NORTHWEST ASSET MANAGEMENTCRD#: 147923 Huntington Beach, CA
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Arizona 3/10/2023
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Texas 10/16/2018
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California 2/26/2018
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Washington 6/29/2018
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New Hampshire 5/1/2019
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Registered with this firm since 2/26/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/19/2016 - 06/25/2018 | LA QUINTA, CA | |
IA | 10/31/2014 - 05/19/2016 | SAN DIEGO, CA | |
IA | 08/24/2012 - 09/29/2014 | SAN DIEGO, CA | |
IA | 10/23/2009 - 09/04/2012 | LA JOLLA, CA | |
IA | 01/22/2008 - 10/23/2009 | LA JOLLA, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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