Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Eric John Loberg
CRD#: 5409327
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 400 1ST ST S STE 300
ST CLOUD, MN 56310
CETERA INVESTMENT SERVICES LLCCRD#: 15340 400 1ST ST S STE 300
ST CLOUD, MN 56301
Registration History
2010201220142016201820202022202420263 FIRMS2013 - 2015 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2015 - Present (9 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2010 - Present (14 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2019 - 2024 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Minnesota 9/26/2015
IA
Minnesota 9/26/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
400 1ST ST S STE 300, ST CLOUD, MN 56310
Sauk Rapids, MN
Registered with this firm since 9/26/2015
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
400 1ST ST S STE 300, ST CLOUD, MN 56301
Sauk Rapids, MN
Registered with this firm since 9/29/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/03/2019 - 08/02/2024 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) ST CLOUD, MN
IA
 02/09/2015 - 09/26/2015 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAINT CLOUD, MN
B
 02/07/2013 - 09/26/2015 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAINT CLOUD, MN
B
 02/07/2013 - 09/26/2015 CETERA ADVISORS LLC (CRD#:10299) SAINT CLOUD, MN
B
 02/07/2013 - 09/26/2015 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) SAINT CLOUD, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.