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Tycen Ray Brock
TYCEN R BROCK
CRD#: 5408580
IA
B
EDWARD JONESCRD#: 250 2107 Frederica St
OWENSBORO, KY 42301
OWENSBORO, KY 42301
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 3/10/2008
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Kentucky 1/22/2008
B
California 12/17/2008
B
Maryland 7/1/2014
B
Colorado 2/4/2020
B
Missouri 4/13/2022
B
Florida 12/17/2008
B
New York 11/1/2016
B
Georgia 11/1/2016
B
North Carolina 5/28/2014
B
Illinois 6/14/2010
B
South Carolina 9/13/2019
B
Indiana 2/8/2008
B
Tennessee 2/9/2015
B
Kentucky 1/22/2008
SRO Registrations
B
B
B
B
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Registered with this firm since 1/22/2008
B
Registered with this firm since 10/11/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.