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Detailed Report
Tycen Ray Brock
TYCEN R BROCK
CRD#: 5408580
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2107 Frederica St
OWENSBORO, KY 42301
Registration History
2008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2008 - Present (17 years)BEDWARD JONES (CRD# 250)2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 3/10/2008
IA
Kentucky 1/22/2008
B
California 12/17/2008
B
Maryland 7/1/2014
B
Colorado 2/4/2020
B
Missouri 4/13/2022
B
Florida 12/17/2008
B
New York 11/1/2016
B
Georgia 11/1/2016
B
North Carolina 5/28/2014
B
Illinois 6/14/2010
B
South Carolina 9/13/2019
B
Indiana 2/8/2008
B
Tennessee 2/9/2015
B
Kentucky 1/22/2008

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2107 Frederica St, OWENSBORO, KY 42301
Registered with this firm since 1/22/2008
B
EDWARD JONES (CRD#:250)
2107 Frederica St, OWENSBORO, KY 42301
Registered with this firm since 10/11/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.