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Detailed Report
PAUL EDWARD KARNES
PAUL E KARNES
CRD#: 5408330
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 MOUNT PLEASANT, SC
Registration History
2008201020122014201620182020202220242026IAOSAIC WEALTH, INC. (CRD# 23131)2021 - Present (4 years)BOSAIC WEALTH, INC. (CRD# 23131)2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2016 - 2018 (2 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2014 - 2016 (2 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)2013 - 2013 (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)2008 - 2013 (4 years)
License(s)

State Registrations

B
Colorado 6/20/2019
B
North Carolina 11/2/2018
B
Florida 8/7/2020
IA
North Carolina 8/10/2023
B
Georgia 11/2/2018
B
South Carolina 11/2/2018
B
Indiana 2/27/2024
IA
South Carolina 1/19/2021
B
Kentucky 4/9/2024
B
Virginia 11/2/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
MOUNT PLEASANT, SC
Registered with this firm since 1/19/2021
B
OSAIC WEALTH, INC. (CRD#:23131)
MOUNT PLEASANT, SC
Registered with this firm since 11/2/2018
Previous Registration(s)
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B
 05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) MOUNT PLEASANT, SC
B
 01/08/2014 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) MOUNT PLEASANT, SC
B
 07/15/2013 - 12/31/2013 ING FINANCIAL PARTNERS, INC. (CRD#:2882) MT PLEASANT, SC
B
 09/05/2008 - 03/05/2013 NEW ENGLAND SECURITIES (CRD#:615) CHARLESTON, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.