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JUDY I GUTIERREZ
JUDY INIGUEZ GUTIERREZ, JUDY IÑIGUEZ GUTIERREZ, JUDY GUTIERREZ
CRD#: 5408222
IA
B
GLOBAL RETIREMENT PARTNERS LLCCRD#: 172011 328 S. Jefferson Street, Suite420
Chicago, IL 60661
Chicago, IL 60661
LPL FINANCIAL LLCCRD#: 6413 25 MARKET ST, SUITE 2B
PORTSMOUTH, NH 03801
PORTSMOUTH, NH 03801
0
Disclosures
14
Years of Experience
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State Registrations
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Illinois 7/20/2022
IA
Illinois 7/26/2022
SRO Registrations
B
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IA
Registered with this firm since 7/26/2022
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Registered with this firm since 7/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/24/2015 - 07/06/2022 | OAK BROOK, IL | |
B | 09/24/2015 - 07/06/2022 | INDIANAPOLIS, IN | |
IA | 10/17/2014 - 08/28/2015 | LEAWOOD, KS | |
B | 04/20/2015 - 08/28/2015 | OVERLAND PARK, KS | |
B | 03/26/2013 - 03/27/2014 | LEAWOOD, KS | |
B | 05/22/2009 - 10/15/2012 | KANSAS CITY, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.