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Detailed Report
ERIK CHARLES POPHAM
CRD#: 5408076
IA
Investment Adviser
COMPOUND FAMILY OFFICES, LLCCRD#: 298776 2033 MAIN STREET
SUITE 202
SARASOTA, FL 34237
Registration History
2008201020122014201620182020202220242026IACOMPOUND FAMILY OFFICES, LLC (CRD# 298776)2019 - Present (6 years)IAGENSPRING FAMILY OFFICES, LLC (CRD# 109278)2007 - 2017 (10 years)
License(s)

State Registrations

IA
Florida 1/15/2019
Current Registration(s)
IA
COMPOUND FAMILY OFFICES, LLC (CRD#:298776)
2033 MAIN STREET SUITE 202, SARASOTA, FL 34237
Registered with this firm since 1/15/2019
Previous Registration(s)
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IA
 10/03/2007 - 12/31/2017 GENSPRING FAMILY OFFICES, LLC (CRD#:109278) SARASOTA, FL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.