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KATHRYN ELIZABETH LAFAY
KATHRYN ELIZABETH COX, KATHRYN ELIZABETH PITTMAN, KATHRYN PITTMAN
CRD#: 5407923
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 HOWE DRIVE
COVINGTON, KY 41015
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 100 MAGELLAN
COVINGTON, KY 41015
Registration History
2008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - Present (11 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - 2012 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2009 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2008 (<1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2007 - 2008 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2019 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2014 - 2018 (4 years)
License(s)

State Registrations

B
Alabama 2/9/2022

B
Nebraska 2/9/2022

B
Alaska 2/9/2022

B
Nevada 2/9/2022

B
Arizona 2/9/2022

B
New Hampshire 2/9/2022

B
Arkansas 2/9/2022

B
New Jersey 2/9/2022

B
California 2/9/2022

B
New Mexico 2/9/2022

B
Colorado 2/9/2022

B
New York 2/9/2022

B
Connecticut 2/9/2022

B
North Carolina 2/9/2022

B
Delaware 2/9/2022

B
North Dakota 2/9/2022

B
District of Columbia 2/9/2022

IA
Ohio 3/23/2021

B
Florida 2/9/2022

B
Ohio 2/10/2022

B
Georgia 2/9/2022

B
Oklahoma 2/9/2022

B
Hawaii 2/9/2022

B
Oregon 2/9/2022

B
Idaho 2/9/2022

B
Pennsylvania 2/9/2022

B
Illinois 2/9/2022

B
Puerto Rico 2/9/2022

B
Indiana 2/9/2022

B
Rhode Island 2/9/2022

B
Iowa 2/9/2022

B
South Carolina 2/9/2022

B
Kansas 2/9/2022

B
South Dakota 2/9/2022

IA
Kentucky 3/22/2021

B
Tennessee 2/9/2022

B
Kentucky 2/9/2022

IA
Texas 3/22/2021

B
Louisiana 2/9/2022

B
Texas 2/9/2022

B
Maine 2/9/2022

B
Utah 2/9/2022

B
Maryland 2/9/2022

B
Vermont 2/9/2022

B
Massachusetts 2/9/2022

B
Virgin Islands 2/9/2022

B
Michigan 2/9/2022

B
Virginia 2/9/2022

B
Minnesota 2/9/2022

B
Washington 2/9/2022

B
Mississippi 2/9/2022

B
West Virginia 2/9/2022

B
Missouri 2/9/2022

B
Wisconsin 2/9/2022

B
Montana 2/9/2022

B
Wyoming 2/9/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
100 HOWE DRIVE, COVINGTON, KY 41015
Registered with this firm since 3/22/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
100 MAGELLAN, COVINGTON, KY 41015
BLUE ASH, OH
Registered with this firm since 9/25/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 08/07/2019 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
IA
07/11/2014 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
B
08/27/2010 - 06/20/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
B
11/03/2008 - 11/10/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
B
01/01/2008 - 06/05/2008 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
B
09/14/2007 - 01/01/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) COVINGTON, KY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.