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Detailed Report
Matthew Wiseman
MATTHEW A WISEMAN, MATTHEW ALAN WISEMAN
CRD#: 5407335
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 5050 Poplar Ave Suite 1712
Memphis, TN 38157
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BDUNCAN-WILLIAMS, INC. (CRD# 6950)2008 - 2015 (6 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 12/21/2015
B
New York 12/9/2020
B
Arizona 12/9/2020
B
North Carolina 6/2/2016
B
Arkansas 12/21/2015
B
Ohio 12/2/2019
B
California 10/4/2022
B
Oregon 9/20/2024
B
Colorado 12/4/2018
B
Pennsylvania 7/9/2021
B
Florida 8/25/2015
B
South Carolina 12/9/2020
B
Georgia 12/21/2015
B
Tennessee 1/26/2015
B
Illinois 3/4/2022
IA
Tennessee 4/16/2015
B
Indiana 9/19/2024
B
Texas 12/21/2015
B
Kentucky 12/21/2015
IA
Texas 1/15/2019
B
Louisiana 12/21/2015
B
Vermont 12/12/2022
B
Maryland 2/27/2017
B
Virginia 7/15/2019
B
Massachusetts 12/21/2015
B
Washington 12/21/2015
B
Mississippi 6/8/2015
B
Wisconsin 2/15/2019
B
Missouri 12/21/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
5050 Poplar Ave Suite 1712, Memphis, TN 38157
Registered with this firm since 4/16/2015
B
EDWARD JONES (CRD#:250)
5050 Poplar Ave Suite 1712, Memphis, TN 38157
Registered with this firm since 1/26/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/13/2008 - 01/21/2015 DUNCAN-WILLIAMS, INC. (CRD#:6950) MEMPHIS (SHELBY), TN
B
 11/15/2007 - 05/28/2008 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.