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Detailed Report
DANIEL PAUL CHESLER
DANNY PAUL CHESLER, DANNY CHESLER
CRD#: 5407276
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 6250 Topanga Canyon Blvd
Suite 1545
Woodland Hills, CA 91367
Registration History
20082010201220142016201820202022202420262 FIRMS2022 - Present (3 years)BTD AMERITRADE, INC. (CRD# 7870)2014 - 2024 (10 years)BNEW ENGLAND SECURITIES (CRD# 615)2009 - 2014 (4 years)BAXA ADVISORS, LLC (CRD# 6627)2008 - 2009 (1 year)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2014 - 2023 (9 years)IATD AMERITRADE, INC. (CRD# 7870)2014 - 2022 (8 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2013 - 2014 (1 year)
License(s)

State Registrations

B
Arizona 1/26/2022
B
Illinois 1/26/2022
B
California 1/26/2022
B
Indiana 2/9/2022
IA
California 1/26/2022
B
New Hampshire 4/2/2024
B
Colorado 1/26/2022
B
Oregon 2/7/2022
B
Florida 1/26/2022
B
Pennsylvania 2/21/2024
B
Hawaii 9/19/2024
B
Texas 1/26/2022
B
Idaho 1/26/2022
B
Washington 1/26/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367
Registered with this firm since 1/26/2022
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367
Registered with this firm since 1/26/2022
Previous Registration(s)
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B
 06/04/2014 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) Woodland Hills, CA
IA
 06/04/2014 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Woodlands Hills, CA
IA
 06/04/2014 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Woodland Hills, CA
IA
 05/16/2013 - 06/03/2014 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) WOODLAND HILLS, CA
B
 08/12/2009 - 06/03/2014 NEW ENGLAND SECURITIES (CRD#:615) WOODLAND HILLS, CA
B
 03/06/2008 - 08/05/2009 AXA ADVISORS, LLC (CRD#:6627) WOODLAND HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.