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Detailed Report
Kevin L Sullivan
KEVIN LEE SULLIVAN, KEVIN SULLIVAN
CRD#: 5407018
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Florissant, MO
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2014 (1 year)3 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BSCOTTRADE, INC. (CRD# 8206)2014 - 2018 (3 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (<1 year)
License(s)

State Registrations

B
Alabama 1/3/2022
B
Montana 1/3/2022
B
Alaska 1/3/2022
B
Nebraska 1/3/2022
B
Arizona 1/3/2022
B
Nevada 1/3/2022
B
Arkansas 1/3/2022
B
New Hampshire 1/3/2022
B
California 1/3/2022
B
New Jersey 1/3/2022
B
Colorado 1/3/2022
B
New Mexico 1/3/2022
B
Connecticut 1/3/2022
B
New York 1/3/2022
B
Delaware 1/3/2022
B
North Carolina 1/3/2022
B
District of Columbia 1/3/2022
B
North Dakota 1/3/2022
B
Florida 1/3/2022
B
Ohio 1/4/2022
B
Georgia 1/3/2022
B
Oklahoma 1/3/2022
B
Hawaii 1/3/2022
B
Oregon 1/3/2022
B
Idaho 1/3/2022
B
Pennsylvania 1/3/2022
B
Illinois 1/3/2022
B
Rhode Island 1/3/2022
B
Indiana 1/3/2022
B
South Carolina 1/3/2022
B
Iowa 1/3/2022
B
South Dakota 1/3/2022
B
Kansas 1/3/2022
B
Tennessee 1/3/2022
B
Kentucky 1/3/2022
B
Texas 1/3/2022
B
Louisiana 1/3/2022
IA
Texas 1/3/2022
B
Maine 1/3/2022
B
Utah 1/3/2022
B
Maryland 1/3/2022
B
Vermont 1/3/2022
B
Massachusetts 1/3/2022
B
Virginia 1/3/2022
B
Michigan 1/3/2022
B
Washington 1/3/2022
B
Minnesota 1/3/2022
B
West Virginia 1/3/2022
B
Mississippi 1/3/2022
B
Wisconsin 1/3/2022
B
Missouri 8/6/2019
B
Wyoming 1/3/2022
IA
Missouri 8/6/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Florissant, MO
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131
Registered with this firm since 8/6/2019
B
EDWARD JONES (CRD#:250)
Florissant, MO
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131
Registered with this firm since 8/6/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/16/2018 - 07/22/2019 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) St. Louis, MO
IA
 01/16/2018 - 07/22/2019 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
B
 01/16/2018 - 07/22/2019 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
IA
 03/08/2017 - 01/17/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
 12/16/2014 - 01/17/2018 SCOTTRADE, INC. (CRD#:8206) ST LOUIS, MO
IA
 06/18/2013 - 08/06/2014 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
 05/03/2013 - 08/06/2014 EDWARD JONES (CRD#:250) ST LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.