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Luis Antonio Mercado Jr
LUIS ANTONIO MERCADO, Luis Mercado
CRD#: 5406658
IA
Investment Adviser
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Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 443 Castro St
San Francisco, CA 94114
Registration History
20082010201220142016201820202022202420262 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2021 (3 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2016 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2014 (1 year)BNEW ENGLAND SECURITIES (CRD# 615)2012 - 2012 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2011 - 2011 (<1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2010 (2 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - 2021 (<1 year)
License(s)

State Registrations

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California 12/5/2023

IA
California 12/6/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
443 Castro St, San Francisco, CA 94114
1435 Stockton St, San Francisco, CA 94133
Registered with this firm since 12/6/2023

B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
443 Castro St, San Francisco, CA 94114
1435 Stockton St, San Francisco, CA 94133
Registered with this firm since 12/5/2023

Previous Registration(s)
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05/17/2021 - 12/06/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) SAN FRANCISCO, CA
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04/15/2021 - 12/05/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SAN FRANCISCO, CA
IA
02/09/2021 - 04/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LOS ALTOS, CA
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05/04/2017 - 04/07/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LOS ALTOS, CA
B
12/24/2014 - 05/25/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN FRANCISCO, CA
B
05/06/2013 - 12/12/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) MENLO PARK, CA
B
07/23/2012 - 11/07/2012 NEW ENGLAND SECURITIES (CRD#:615) FOSTER CITY, CA
B
01/03/2011 - 12/14/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN MATEO, CA
B
04/23/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN MATEO, CA
B
11/05/2007 - 05/11/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN MATEO, CA
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B
Broker
IA
Investment Adviser
Disclosures
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