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Tony B Kim
TONY B KIM, TONY BYOUNGYEUL KIM
CRD#: 5405885
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 120 W LAS TUNAS DRIVE
SAN GABRIEL, CA 91776
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2012 (3 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2007 - 2008 (<1 year)BHOLD BROTHERS ON-LINE INVESTME... (CRD# 36816)2007 - 2007 (<1 year)IAJ. P. MORGAN SECURITIES INC. (CRD# 18718)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 5/4/2015

B
New Jersey 2/28/2014

B
California 10/1/2012

B
New York 3/26/2015

IA
California 10/1/2012

B
North Carolina 9/26/2019

B
Colorado 9/4/2019

B
Ohio 4/23/2019

B
Florida 5/17/2016

B
Oregon 6/18/2018

B
Illinois 2/8/2017

B
Texas 10/1/2012

B
Maryland 6/23/2021

IA
Texas 9/24/2013

B
Massachusetts 10/19/2017

B
Utah 10/9/2012

B
Nevada 12/16/2015

B
Washington 8/31/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
120 W LAS TUNAS DRIVE, SAN GABRIEL, CA 91776
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
120 W LAS TUNAS DRIVE, SAN GABRIEL, CA 91776
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/07/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN GABRIEL, CA
B
09/05/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN GABRIEL, CA
B
10/01/2008 - 09/07/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
10/01/2008 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
01/28/2008 - 10/01/2008 J. P. MORGAN SECURITIES INC. (CRD#:18718) CHICAGO, IL
B
12/17/2007 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) CHICAGO, IL
B
09/12/2007 - 10/02/2007 HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (CRD#:36816)
FINRA expelled the firm on 11/26/2012
MORRISTOWN, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.