• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTOPHER JAMES BRYAN
CHRISTOPHER J BRYAN, Christopher Bryan
CRD#: 5405644
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1600 JFK BLVD
PHILADELPHIA, PA 19103
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2014 (4 years)2 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (1 year)
Disclosure(s)
View By:
1/25/2021
Financial
Final
License(s)

State Registrations

B
Arizona 5/9/2022

B
New Jersey 10/5/2018

B
California 10/5/2018

B
New York 10/5/2018

B
Colorado 10/5/2018

B
North Carolina 7/14/2021

B
Delaware 10/10/2018

B
Ohio 10/5/2018

B
District of Columbia 10/5/2018

B
Pennsylvania 10/5/2018

B
Florida 10/5/2018

IA
Pennsylvania 10/5/2018

B
Georgia 10/5/2018

B
Rhode Island 10/5/2018

B
Illinois 10/5/2018

B
Texas 10/5/2018

B
Iowa 6/2/2020

IA
Texas 10/5/2018

B
Kentucky 10/13/2023

B
Vermont 5/12/2023

B
Maryland 10/5/2018

B
Virginia 10/5/2018

B
Massachusetts 10/22/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Philadelphia, PA
Registered with this firm since 10/5/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Philadelphia, PA
Registered with this firm since 10/5/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/09/2014 - 10/11/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BERWYN, PA
B
05/09/2014 - 10/11/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BERWYN, PA
IA
06/01/2009 - 05/27/2014 MORGAN STANLEY (CRD#:149777) BRYN MAWR, PA
B
06/01/2009 - 05/27/2014 MORGAN STANLEY (CRD#:149777) BRYN MAWR, PA
IA
04/18/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BRYN MAWR, PA
B
10/31/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BRYN MAWR, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.