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Andrew Cumbee
ANDREW N CUMBEE
CRD#: 5405589
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Investment Adviser
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Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 Omaha, NE
Registration History
20082010201220142016201820202022202420265 FIRMS2021 - 2022 (1 year)4 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2022 - 2024 (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2014 - 2022 (7 years)BPACIFIC SELECT DISTRIBUTORS, INC. (CRD# 4452)2014 - 2014 (<1 year)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2013 - 2014 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2008 - 2012 (4 years)BTHINKORSWIM, INC. (CRD# 106069)2009 - 2010 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2019 - 2022 (3 years)
License(s)

State Registrations

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Nebraska 10/15/2024

IA
Nebraska 10/15/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Omaha, NE
Registered with this firm since 10/15/2024

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COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
Omaha, NE
Registered with this firm since 10/15/2024

Previous Registration(s)
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06/04/2024 - 10/02/2024 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
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06/04/2024 - 10/02/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, CO
B
06/04/2024 - 10/02/2024 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) SCHAUMBURG, IL
B
06/04/2024 - 10/02/2024 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ST. CLOUD, MN
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03/24/2022 - 05/23/2024 ROBINHOOD FINANCIAL, LLC (CRD#:165998) LAKE MARY, FL
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01/03/2019 - 03/14/2022 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) La Vista, NE
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02/03/2021 - 03/14/2022 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
02/03/2021 - 03/14/2022 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
02/03/2021 - 03/14/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
B
02/03/2021 - 03/14/2022 TRIAD ADVISORS LLC (CRD#:25803) ATLANTA, GA
B
02/03/2021 - 03/14/2022 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
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10/14/2014 - 03/14/2022 SECURITIES AMERICA, INC. (CRD#:10205) Omaha, NE
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04/21/2014 - 10/23/2014 PACIFIC SELECT DISTRIBUTORS, INC. (CRD#:4452) OMAHA, NE
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06/13/2013 - 03/12/2014 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) OMAHA, NE
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03/11/2008 - 07/13/2012 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
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08/21/2009 - 05/27/2010 THINKORSWIM, INC. (CRD#:106069) CHICAGO, IL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.