Individual Firm
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ANTHONY LOUIS ACKERMAN
ANTHONY L ACKERMAN, TONY ACKERMAN
CRD#: 5404842
IA
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UNITED ADVISORS AMERICACRD#: 147350 Sugar Land, TX
0
Disclosures
13
Years of Experience
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State Registrations
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Texas 2/21/2025
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/03/2023 - 05/24/2023 | KATY, TX | |
IA | 10/11/2019 - 11/29/2022 | HOUSTON, TX | |
IA | 09/06/2018 - 08/20/2019 | Sugar Land, TX | |
IA | 05/01/2017 - 05/21/2018 | Sugar Land, TX | |
IA | 06/15/2015 - 07/06/2016 | SUGAR LAND, TX | |
IA | 03/22/2013 - 05/22/2015 | SUGAR LAND, TX | |
B | 02/18/2013 - 05/22/2015 | SUGAR LAND, TX | |
IA | 04/07/2008 - 11/02/2012 | HOUSTON, TX | |
B | 10/02/2007 - 11/02/2012 | HOUSTON, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.