View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
B | 05/17/2023 - 07/24/2024 | Mint Hill, NC | |
B | 01/18/2023 - 05/17/2023 | NEW YORK, NY | |
IA | 08/18/2020 - 09/30/2022 | CHARLOTTE, NC | |
B | 08/18/2020 - 09/30/2022 | CHARLOTTE, NC | |
IA | 10/07/2019 - 09/01/2020 | CHARLOTTE, NC | |
B | 01/13/2020 - 09/01/2020 | CHARLOTTE, NC | |
IA | 01/22/2019 - 01/29/2019 | Charlotte, NC | |
B | 02/09/2018 - 01/29/2019 | CHARLOTTE, NC | |
IA | 09/13/2016 - 03/23/2017 | CHARLOTTE, NC | |
B | 02/03/2015 - 03/23/2017 | AUSTIN, TX | |
IA | 04/13/2010 - 11/20/2014 | CHARLOTTE, NC | |
B | 04/14/2010 - 11/20/2014 | CHARLOTTE, NC | |
IA | 06/01/2009 - 04/29/2010 | CHARLOTTE, NC | |
B | 06/01/2009 - 04/29/2010 | CHARLOTTE, NC | |
IA | 11/03/2008 - 06/01/2009 | CORNELIUS, NC | |
B | 05/13/2008 - 06/01/2009 | CORNELIUS, NC |