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CYNTHIA VARTAN KEVERIAN
SENTIA VARTAN KEVERIAN
CRD#: 5404117
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 203 N GLENDALE AVE
GLENDALE, CA 91206
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2015 - Present (9 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2012 - 2015 (2 years)
Disclosure(s)
View By:
7/14/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 7/13/2016

B
Oregon 7/13/2016

B
California 4/7/2015

B
Texas 7/13/2016

IA
California 8/13/2015

IA
Texas 7/13/2016

B
Florida 7/13/2016

B
Washington 1/3/2020

B
Nevada 7/13/2016

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
203 N GLENDALE AVE, GLENDALE, CA 91206
Registered with this firm since 8/13/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
203 N GLENDALE AVE, GLENDALE, CA 91206
Registered with this firm since 4/7/2015

Previous Registration(s)
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B
06/21/2012 - 04/16/2015 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) LOS ANGELES, CA
IA
10/15/2007 - 08/18/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NORTHRIDGE, CA
B
10/04/2007 - 08/18/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NORTHRIDGE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.