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Hsiao-Chi Chen Wu
HSIAO-CHI CHEN, LINDA CHEN, HSIAO-CHI C WU, Linda Wu
CRD#: 5404098
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 17247 COLIMA RD
CITY OF INDUSTRY, CA 91748
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 10/1/2012

B
Nevada 10/1/2012

B
Arkansas 9/14/2023

B
New Jersey 6/6/2018

B
California 10/1/2012

B
New York 10/1/2012

IA
California 10/1/2012

B
North Carolina 10/1/2012

B
Colorado 10/1/2012

B
North Dakota 10/1/2012

B
Delaware 7/17/2014

B
Ohio 10/1/2012

B
District of Columbia 10/1/2012

B
Oregon 10/1/2012

B
Georgia 10/1/2012

B
Pennsylvania 10/1/2012

B
Hawaii 4/4/2013

B
South Dakota 10/1/2012

B
Idaho 2/14/2014

B
Tennessee 9/5/2018

B
Illinois 10/1/2012

B
Texas 1/18/2018

B
Indiana 10/1/2012

IA
Texas 1/26/2018

B
Maryland 4/14/2022

B
Virginia 12/18/2012

B
Massachusetts 7/3/2014

B
Washington 10/1/2012

B
Michigan 6/18/2014

B
Wyoming 10/13/2022

B
Missouri 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
17247 COLIMA RD, CITY OF INDUSTRY, CA 91748
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
17247 COLIMA RD, CITY OF INDUSTRY, CA 91748
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/17/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DIAMOND BAR, CA
B
02/17/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DIAMOND BAR, CA
IA
04/07/2010 - 01/20/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) LOS ANGELES, CA
B
04/07/2010 - 01/20/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) LOS ANGELES, CA
IA
12/12/2007 - 01/25/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DIAMOND BAR, CA
B
10/15/2007 - 01/25/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DIAMOND BAR, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.