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PETER BYRON NESBITT
CRD#: 5404077
IA
Investment Adviser
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Broker
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD#: 13162 West Chester, PA
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BQA3 FINANCIAL CORP. (CRD# 14754)2008 - 2009 (<1 year)
License(s)

State Registrations

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California 7/27/2010

IA
California 7/29/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
West Chester, PA
Registered with this firm since 7/29/2010

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DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
West Chester, PA
Registered with this firm since 7/27/2010

Previous Registration(s)
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02/11/2009 - 07/16/2010 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
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02/09/2009 - 07/16/2010 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
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06/04/2008 - 02/26/2009 QA3 FINANCIAL CORP. (CRD#:14754) SAN DIEGO, CA
IA
11/09/2007 - 05/14/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN DIEGO, CA
B
11/09/2007 - 05/14/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
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