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CHRISTOPHER MARK DIGIACOMO
CRD#: 5404020
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 20 MONTCHANIN ROAD
SUITE 170
GREENVILLE, DE 19807
Registration History
2012201320142015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2012 - 2015 (2 years)
License(s)

State Registrations

B
Alabama 2/13/2017

B
Maryland 5/11/2015

B
Arizona 6/30/2015

B
Massachusetts 1/24/2020

B
California 10/29/2019

B
New Jersey 3/2/2015

B
Colorado 11/29/2023

B
New York 6/30/2015

B
Delaware 3/2/2015

B
North Carolina 6/30/2015

IA
Delaware 3/24/2015

B
Pennsylvania 5/11/2015

B
District of Columbia 12/17/2020

IA
Pennsylvania 11/18/2021

B
Florida 6/30/2015

B
South Carolina 5/4/2022

IA
Florida 7/27/2020

IA
South Carolina 7/26/2024

B
Georgia 3/2/2015

B
Tennessee 12/24/2019

B
Idaho 6/30/2015

B
Texas 6/30/2015

B
Iowa 7/23/2024

IA
Texas 7/27/2015

B
Kentucky 7/27/2020

B
Virginia 6/30/2015

B
Maine 7/27/2020

B
West Virginia 7/27/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
20 MONTCHANIN ROAD SUITE 170, GREENVILLE, DE 19807
Registered with this firm since 3/24/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
20 MONTCHANIN ROAD SUITE 170, GREENVILLE, DE 19807
Registered with this firm since 3/2/2015

Previous Registration(s)
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B
12/21/2012 - 03/03/2015 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.