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URSULA CHAVEZ
CRD#: 5403614
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 600 Brickell Avenue
Suites 1875 and 2250
Miami, FL 33131
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2016 (9 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2013 - 2016 (3 years)
License(s)

State Registrations

B
California 4/15/2021

B
Massachusetts 3/3/2022

B
Colorado 4/15/2021

B
Nevada 4/15/2021

B
District of Columbia 4/15/2021

B
New York 4/15/2021

B
Florida 3/16/2021

B
South Carolina 4/15/2021

IA
Florida 3/17/2021

B
South Dakota 10/15/2021

B
Georgia 4/15/2021

B
Texas 4/15/2021

B
Illinois 4/15/2021

IA
Texas 11/4/2021

B
Indiana 4/15/2021

B
Virginia 4/15/2021

B
Kentucky 4/15/2021

B
Wyoming 10/28/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue Suites 1875 and 2250, Miami, FL 33131
Miami Springs, FL
Registered with this firm since 3/17/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue Suites 1875 and 2250, Miami, FL 33131
Miami Springs, FL
Registered with this firm since 3/16/2021

Previous Registration(s)
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10/05/2016 - 03/17/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
10/05/2016 - 03/17/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
IA
09/18/2013 - 10/06/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
10/19/2007 - 10/06/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.