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EMANUEL OMAR AVINA
CRD#: 5403314
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Investment Adviser
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Previous Broker
AVINA FINANCIAL GROUP, INC.CRD#: 285527 17138 BELLFLOWER BLVD
SUITE 201
BELLFLOWER, CA 90706
Registration History
2008201020122014201620182020202220242026IAAVINA FINANCIAL GROUP, INC. (CRD# 285527)2016 - Present (8 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2017 - 2017 (<1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2016 (9 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2008 - 2016 (8 years)
Disclosure(s)
View By:
2/26/2019
Regulatory
Final
License(s)

State Registrations

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California 12/6/2016

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Texas 2/12/2019

Current Registration(s)
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AVINA FINANCIAL GROUP, INC. (CRD#:285527)
17138 BELLFLOWER BLVD SUITE 201, BELLFLOWER, CA 90706
Registered with this firm since 12/6/2016

Previous Registration(s)
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01/03/2017 - 09/22/2017 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Santa Ana, CA
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06/25/2008 - 12/27/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) City of Industry, CA
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12/18/2007 - 12/27/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) City of Industry, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.