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STEVEN RAMON KURTA
CRD#: 5402208
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1011 SUNSET BLVD
ROCKLIN, CA 95765
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1011 Sunset Blvd.
Suite 210
Rocklin, CA 95765
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2015 - 2019 (4 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Alabama 1/6/2021

B
Montana 1/6/2021

B
Alaska 1/11/2021

B
Nebraska 1/12/2021

B
Arizona 1/18/2021

B
Nevada 1/20/2021

B
Arkansas 1/6/2021

B
New Hampshire 1/6/2021

B
California 12/13/2019

B
New Jersey 1/6/2021

IA
California 12/13/2019

B
New Mexico 1/6/2021

B
Colorado 1/13/2020

B
New York 1/7/2021

B
Connecticut 1/6/2021

B
North Carolina 1/7/2021

B
Delaware 1/7/2021

B
North Dakota 1/13/2021

B
District of Columbia 1/6/2021

B
Ohio 1/7/2021

B
Florida 1/7/2021

B
Oklahoma 1/7/2021

B
Georgia 1/7/2021

B
Oregon 1/14/2020

B
Hawaii 1/7/2021

B
Pennsylvania 1/7/2021

B
Idaho 1/13/2020

B
Puerto Rico 1/20/2021

B
Illinois 1/25/2021

B
Rhode Island 1/6/2021

B
Indiana 1/6/2021

B
South Carolina 1/7/2021

B
Iowa 1/21/2021

B
South Dakota 1/12/2021

B
Kansas 1/11/2021

B
Tennessee 1/8/2021

B
Kentucky 1/7/2021

B
Texas 1/6/2021

B
Louisiana 1/7/2021

B
Utah 1/11/2021

B
Maine 1/6/2021

B
Vermont 1/6/2021

B
Maryland 1/6/2021

B
Virginia 1/7/2021

B
Massachusetts 1/7/2021

B
Washington 1/10/2020

B
Michigan 1/7/2021

B
West Virginia 1/19/2021

B
Minnesota 1/7/2021

B
Wisconsin 1/7/2021

B
Mississippi 1/11/2021

B
Wyoming 1/6/2021

B
Missouri 3/1/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1011 SUNSET BLVD, ROCKLIN, CA 95765
Registered with this firm since 12/13/2019

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1011 Sunset Blvd. Suite 210, Rocklin, CA 95765
Registered with this firm since 12/13/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/31/2015 - 12/26/2019 AXA ADVISORS, LLC (CRD#:6627) FOLSOM, CA
B
02/03/2015 - 12/26/2019 AXA ADVISORS, LLC (CRD#:6627) FOLSOM, CA
IA
01/01/2008 - 05/11/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) SANTA BARBARA, CA
B
01/01/2008 - 05/11/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) SANTA BARBARA, CA
B
10/05/2007 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SANTA BARBARA, CA
IA
10/22/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SANTA BARBARA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.