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Detailed Report
KATHRYN WILLIAMS SATTERTHWAITE
KATIE WILLIAMS SATTERTHWAITE, KATHRYN ANN WILLIAMS, KATIE WILLIAMS
CRD#: 5401237
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1100 Ridgeway Loop Road
Memphis, TN 38120
Registration History
20082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BFIRST HORIZON ADVISORS, INC. (CRD# 17117)2007 - 2024 (17 years)IAFIRST HORIZON ADVISORS, INC (CRD# 17117)2013 - 2024 (10 years)IAFTB ADVISORS, INC. (CRD# 143830)2012 - 2013 (1 year)IAFTB ADVISORS, INC. (CRD# 17117)2007 - 2012 (4 years)
License(s)

State Registrations

B
Tennessee 8/20/2024
IA
Tennessee 8/20/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1100 Ridgeway Loop Road, Memphis, TN 38120
Registered with this firm since 8/20/2024
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1100 Ridgeway Loop Road, Memphis, TN 38120
Registered with this firm since 8/20/2024
Previous Registration(s)
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IA
 10/10/2013 - 08/06/2024 FIRST HORIZON ADVISORS, INC (CRD#:17117) MEMPHIS, TN
B
 08/29/2007 - 08/06/2024 FIRST HORIZON ADVISORS, INC. (CRD#:17117) MEMPHIS, TN
IA
 04/10/2012 - 10/10/2013 FTB ADVISORS, INC. (CRD#:143830) MEMPHIS, TN
IA
 11/26/2007 - 03/30/2012 FTB ADVISORS, INC. (CRD#:17117) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.