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David Engstrom
DAVID G ENGSTROM JR, DAVID G ENGSTROM
CRD#: 5400893
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 43251 Crescent Blvd
Novi, MI 48375
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2009 - 2011 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2009 (1 year)
License(s)

State Registrations

B
Michigan 8/30/2024

IA
Michigan 8/30/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
43251 Crescent Blvd, Novi, MI 48375
Registered with this firm since 8/30/2024

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
43251 Crescent Blvd, Novi, MI 48375
Registered with this firm since 8/30/2024

Previous Registration(s)
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IA
06/10/2019 - 08/19/2024 FIFTH THIRD SECURITIES, INC. (CRD#:628) BRIGHTON, MI
B
06/10/2019 - 08/19/2024 FIFTH THIRD SECURITIES, INC. (CRD#:628) BRIGHTON, MI
IA
07/20/2017 - 04/29/2019 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) FENTON, MI
B
07/20/2017 - 04/29/2019 CETERA INVESTMENT SERVICES LLC (CRD#:15340) FENTON, MI
IA
11/08/2016 - 06/23/2017 LPL FINANCIAL LLC (CRD#:6413) LINDEN, MI
B
08/01/2016 - 06/23/2017 LPL FINANCIAL LLC (CRD#:6413) LINDEN, MI
B
03/18/2009 - 04/28/2011 FIFTH THIRD SECURITIES, INC. (CRD#:628) FENTON, MI
B
08/30/2007 - 03/09/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LAPEER, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.