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Detailed Report
RONNIE CARROL DAVIS Jr
RONNIE C DAVIS, RONNIE CARROL DAVIS jr, SKIP DAVIS
CRD#: 5400246
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8111 PRESTON ROAD
DALLAS, TX 75225
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (4 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (2 years)
License(s)

State Registrations

B
California 9/13/2023
B
Tennessee 6/5/2023
B
Florida 12/16/2022
B
Texas 3/28/2022
B
New York 10/27/2022
IA
Texas 3/28/2022
B
South Carolina 6/24/2024
B
Virginia 9/27/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 PRESTON ROAD, DALLAS, TX 75225
Registered with this firm since 3/28/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 PRESTON ROAD, DALLAS, TX 75225
Registered with this firm since 3/28/2022
Previous Registration(s)
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IA
 03/23/2018 - 04/08/2022 HILLTOP SECURITIES INC. (CRD#:6220) DALLAS, TX
B
 03/23/2018 - 04/08/2022 HILLTOP SECURITIES INC. (CRD#:6220) DALLAS, TX
IA
 04/18/2012 - 04/20/2018 BOK FINANCIAL ADVISORS (CRD#:17530) DALLAS, TX
B
 04/18/2012 - 04/20/2018 BOK FINANCIAL SECURITIES, INC. (CRD#:17530) DALLAS, TX
IA
 06/12/2009 - 04/05/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GRAPEVINE, TX
B
 09/03/2007 - 04/05/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GRAPEVINE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.