• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Hector A Sanchez
HECTOR ALEXANDER SANCHEZ, Hector Sanchez
CRD#: 5399946
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2017 (<1 year)
Disclosure(s)
View By:
2/8/2024
Judgment / Lien
2/28/2015
Financial
Final
License(s)

State Registrations

B
Arizona 3/25/2021

B
New York 1/5/2022

B
California 1/3/2022

B
North Carolina 12/12/2018

B
Delaware 3/2/2022

B
Tennessee 3/13/2024

B
Florida 6/9/2017

B
Texas 10/13/2021

IA
Florida 6/9/2017

IA
Texas 10/13/2021

B
Illinois 1/13/2022

B
Utah 1/7/2025

B
Maryland 3/21/2023

B
Virgin Islands 4/17/2024

B
New Mexico 5/14/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 6/9/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 6/7/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/24/2016 - 03/14/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM BEACH, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.