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Detailed Report
James Andrew Jones
CRD#: 5397600
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 PORTAGE CENTER I I
2056 PORTAGE ROAD
WOOSTER, OH 44691
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - Present (9 years)BFIRSTMERIT FINANCIAL SERVICES, INC (CRD# 149680)2010 - 2013 (3 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)2008 - 2010 (1 year)IAFIRSTMERIT ADVISORS, INC. (CRD# 125249)2012 - 2013 (<1 year)IAFIRSTMERIT ADVISORS, INC. (CRD# 125249)2010 - 2010 (<1 year)
License(s)

State Registrations

B
California 7/10/2015
B
North Carolina 6/10/2015
B
Colorado 11/16/2015
B
Ohio 4/24/2015
B
Florida 9/11/2015
IA
Ohio 4/24/2015
B
Massachusetts 1/24/2020
B
Oregon 12/20/2019
B
Michigan 8/4/2015
B
South Carolina 12/9/2019
B
Missouri 2/7/2024
B
Texas 6/8/2020
B
New Jersey 6/8/2015
IA
Texas 6/9/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
PORTAGE CENTER I I 2056 PORTAGE ROAD, WOOSTER, OH 44691
Registered with this firm since 4/24/2015
B
EDWARD JONES (CRD#:250)
PORTAGE CENTER I I 2056 PORTAGE ROAD, WOOSTER, OH 44691
Registered with this firm since 4/24/2015
Previous Registration(s)
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IA
 07/22/2013 - 04/20/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) ASHLAND, OH
B
 07/22/2013 - 04/20/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) ASHLAND, OH
IA
 12/18/2012 - 07/24/2013 FIRSTMERIT ADVISORS, INC. (CRD#:125249) AKRON, OH
B
 01/14/2010 - 07/24/2013 FIRSTMERIT FINANCIAL SERVICES, INC (CRD#:149680) AKRON, OH
IA
 01/20/2010 - 12/22/2010 FIRSTMERIT ADVISORS, INC. (CRD#:125249) AKRON, OH
B
 02/04/2008 - 01/14/2010 INVEST FINANCIAL CORPORATION (CRD#:12984) AKRON, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.