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Detailed Report
SARA BETH STANICH
SARA BETH FROYD, SARA STANICH
CRD#: 5397545
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Investment Adviser
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Previous Broker
CULTIVATING WEALTHCRD#: 282447 MONTAUK, NY
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2009 - 2016 (7 years)IACULTIVATING WEALTH (CRD# 282447)2019 - Present (6 years)
License(s)

State Registrations

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New York 8/20/2021
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Texas 8/20/2021
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Pennsylvania 4/11/2019
Current Registration(s)
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CULTIVATING WEALTH (CRD#:282447)
MONTAUK, NY
Registered with this firm since 4/11/2019
Previous Registration(s)
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 02/11/2009 - 03/21/2016 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) NEW YORK, NY
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 01/30/2009 - 03/21/2016 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) NEW YORK, NY
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 12/03/2007 - 12/22/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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 10/31/2007 - 12/22/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.