Individual Firm
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MARCUS COREY MCGLASSON
CRD#: 5396146
IA
B
BOS ASSET MANAGEMENT, LLCCRD#: 310632 3400 WABASH AVENUE
SPRINGFIELD, IL 62711
SPRINGFIELD, IL 62711
View By:
5/8/2020
Customer Dispute
Settled
State Registrations
IA
Illinois 7/14/2021
IA
Texas 12/14/2020
IA
Registered with this firm since 12/14/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/30/2010 - 04/05/2023 | SPRINGFIELD, IL | |
B | 11/30/2010 - 04/05/2023 | SPRINGFIELD, IL | |
IA | 01/02/2009 - 12/02/2010 | SPRINGFIELD, IL | |
B | 01/31/2008 - 12/02/2010 | SPRINGFIELD, IL | |
IA | 03/11/2008 - 01/02/2009 | SPRINGFIELD, IL |
SPRINGFIELD, IL
01/02/2009 - 12/02/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.