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JESSICA DAWN WERTZ
JESSICA DAWN THOMAS, JESSICA THOMAS, JESSICA WERTZ
CRD#: 5395768
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 525 Fulton Avenue
Sacramento, CA 95825-4812
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BTD AMERITRADE, INC. (CRD# 7870)2022 - 2024 (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2012 (4 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2007 - 2008 (<1 year)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2022 - 2023 (1 year)IATD AMERITRADE, INC. (CRD# 7870)2022 - 2022 (<1 year)IAFINANCIAL ENGINES ADVISORS L.L.C. (CRD# 104510)2018 - 2019 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2012 - 2012 (<1 year)
License(s)

State Registrations

IA
California 9/13/2019

B
New Jersey 8/6/2024

B
California 2/7/2020

B
New York 6/5/2022

B
Colorado 10/11/2022

B
Oregon 6/5/2022

B
Florida 6/5/2022

B
Texas 5/23/2024

B
Hawaii 5/23/2024

B
Utah 6/5/2022

B
Illinois 6/5/2022

B
Washington 6/5/2022

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 9/13/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 11/15/2019

Previous Registration(s)
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06/05/2022 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) Sacramento, CA
IA
06/05/2022 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Sacramento, CA
IA
06/05/2022 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) Sacramento, CA
IA
07/11/2018 - 08/23/2019 FINANCIAL ENGINES ADVISORS L.L.C. (CRD#:104510) ROSEVILLE, CA
IA
01/31/2012 - 08/24/2012 STRATEGIC ADVISERS, INC. (CRD#:104555) ROSEVILLE, CA
B
01/01/2008 - 08/23/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) ROSEVILLE, CA
B
12/05/2007 - 01/01/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
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