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MATTHEW JOSEPH SOTLAND
CRD#: 5395259
IA
B
WELLS FARGO ADVISORSCRD#: 19616 6390 MAIN ST, STE 100
WILLIAMSVILLE, NY 14221
WILLIAMSVILLE, NY 14221
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Arizona 5/29/2014
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New Jersey 10/15/2013
B
California 10/15/2013
IA
New Jersey 10/16/2013
B
Colorado 4/13/2020
B
New York 10/15/2013
B
Connecticut 2/7/2020
IA
New York 7/27/2021
B
Delaware 12/12/2013
B
North Carolina 1/23/2018
B
Florida 10/15/2013
B
Ohio 10/15/2013
B
Georgia 10/15/2013
B
Oklahoma 1/16/2025
B
Hawaii 3/24/2023
B
Oregon 1/30/2020
B
Illinois 3/24/2020
B
Pennsylvania 10/15/2013
B
Maine 4/5/2018
B
Rhode Island 10/15/2013
B
Maryland 10/15/2013
B
South Carolina 10/21/2013
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Massachusetts 10/21/2013
B
Tennessee 3/24/2023
B
Michigan 2/18/2021
B
Texas 10/15/2013
B
Montana 3/26/2020
IA
Texas 10/15/2013
B
Nevada 12/5/2022
B
Virginia 10/15/2013
B
New Hampshire 2/14/2018
B
Washington 11/23/2022
SRO Registrations
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IA
Registered with this firm since 10/15/2013
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Registered with this firm since 10/15/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/09/2009 - 10/23/2013 | BUFFALO, NY | |
B | 09/06/2007 - 10/23/2013 | BUFFALO, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.