• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBERT RICHARD MOSELEY
ROBBIE RICHARD MOSELEY
CRD#: 5395071
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Dallas, TX
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2014 (6 years)2 FIRMS2014 - 2021 (7 years)2 FIRMS2022 - Present (3 years)
License(s)

State Registrations

B
Texas 1/10/2022

IA
Texas 1/10/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Dallas, TX
Registered with this firm since 1/10/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Dallas, TX
Registered with this firm since 1/10/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/27/2014 - 11/16/2021 EDWARD JONES (CRD#:250) Dallas, TX
B
02/27/2014 - 11/16/2021 EDWARD JONES (CRD#:250) ST. LOUIS, MO
IA
09/25/2007 - 02/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) ADDISON, TX
B
09/10/2007 - 02/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) ADDISON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.