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ADAM MATTHEWS SAUNDERS
CRD#: 5395028
IA
B
MORGAN STANLEYCRD#: 149777 3803 West Chester Pike
Suite 200
Newtown Square, PA 19073
Suite 200
Newtown Square, PA 19073
0
Disclosures
15
Years of Experience
View By:
State Registrations
B
Alabama 9/26/2014
B
New Hampshire 9/15/2015
B
Arizona 5/12/2015
B
New Jersey 3/21/2013
B
California 2/21/2014
B
New York 8/22/2013
B
Colorado 2/7/2013
B
North Carolina 1/5/2018
B
Delaware 4/13/2015
B
Pennsylvania 10/12/2012
B
District of Columbia 8/6/2013
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Pennsylvania 11/21/2012
B
Florida 8/2/2013
B
Rhode Island 6/18/2014
B
Georgia 2/28/2014
B
South Carolina 9/25/2014
B
Illinois 2/12/2014
B
Tennessee 1/6/2022
B
Indiana 4/14/2015
B
Texas 1/9/2024
B
Maryland 3/21/2013
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Texas 1/10/2024
B
Massachusetts 1/3/2014
B
Virginia 7/2/2013
B
Montana 4/15/2022
SRO Registrations
B
B
B
B
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Registered with this firm since 11/21/2012
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Registered with this firm since 10/12/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/20/2012 - 07/09/2012 | KING OF PRUSSIA, PA | |
B | 02/02/2010 - 01/19/2012 | RADNOR, PA | |
B | 06/01/2009 - 02/17/2010 | NEW YORK, NY | |
B | 10/15/2008 - 06/01/2009 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.