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RALITSA V DELGADO
CRD#: 5394979
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 565 WARBURTON AVE
HASTINGS ON HUDSON, NY 10706
HASTINGS ON HUDSON, NY 10706
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Disclosures
17
Years of Experience
View By:
State Registrations
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Arkansas 9/25/2019
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New Jersey 3/19/2013
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California 5/26/2016
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New York 3/19/2013
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Colorado 10/9/2024
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New York 5/3/2021
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Connecticut 3/19/2013
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North Carolina 4/22/2020
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Delaware 9/2/2022
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Oklahoma 1/31/2024
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Florida 10/14/2013
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Pennsylvania 5/9/2018
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Maryland 8/1/2013
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Puerto Rico 10/20/2021
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Massachusetts 1/15/2016
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South Carolina 5/7/2024
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Minnesota 1/20/2023
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Texas 4/3/2020
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Missouri 4/25/2023
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Texas 4/8/2020
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Nevada 8/7/2017
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Vermont 2/17/2021
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New Hampshire 11/14/2019
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Virginia 5/26/2016
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New Jersey 3/19/2013
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/19/2013
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Registered with this firm since 3/19/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/12/2010 - 03/12/2013 | NEW CITY, NY | |
B | 01/12/2010 - 03/12/2013 | NEW CITY, NY | |
B | 01/18/2008 - 01/21/2010 | HARRISON, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.