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RONALD WILLIAM THOMAS
CRD#: 5394250
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6037 LA FLECHA
SUITE 200
RANCHO SANTA FE, CA 92067
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)3 FIRMS2008 - 2013 (4 years)2 FIRMS2013 - Present (12 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 1/28/2013

B
Nevada 7/2/2021

B
California 1/14/2013

B
New Jersey 6/13/2019

IA
California 1/17/2013

B
New Mexico 3/24/2020

B
Colorado 6/13/2019

B
New York 5/24/2016

B
Florida 8/7/2020

B
North Carolina 3/23/2023

B
Georgia 6/13/2019

B
Ohio 6/14/2019

B
Hawaii 6/13/2019

B
Oregon 8/18/2021

B
Idaho 11/13/2019

B
Rhode Island 8/22/2023

B
Illinois 1/28/2013

B
South Carolina 6/13/2019

B
Kansas 12/6/2023

B
Tennessee 7/23/2018

B
Massachusetts 6/13/2019

B
Texas 6/2/2016

B
Michigan 8/4/2023

IA
Texas 3/3/2020

B
Missouri 6/13/2019

B
Virginia 10/24/2018

B
Montana 6/13/2019

B
Washington 6/29/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6037 LA FLECHA SUITE 200, RANCHO SANTA FE, CA 92067
Registered with this firm since 1/17/2013

B
MORGAN STANLEY (CRD#:149777)
6037 LA FLECHA SUITE 200, RANCHO SANTA FE, CA 92067
Registered with this firm since 1/14/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/07/2008 - 01/03/2013 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) SAN DIEGO, CA
IA
11/07/2008 - 01/03/2013 TD AMERITRADE, INC. (CRD#:7870) SAN DIEGO, CA
B
11/07/2008 - 01/03/2013 TD AMERITRADE, INC. (CRD#:7870) SAN DIEGO, CA
B
06/20/2008 - 10/20/2008 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
IA
10/31/2007 - 04/10/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) SAN DIEGO, CA
B
10/02/2007 - 04/10/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.