Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRUCE FRANCIS FITZSIMMONS
BRUCE F FITZSIMMONS, Bruce Fitzsimmons
CRD#: 5394139
IA
Investment Adviser
B
Previous Broker
QUOTIENT WEALTH PARTNERS, LLCCRD#: 326819 Randolph, NJ
Registration History
199019952000200520102015202020252 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2017 (6 years)2 FIRMS2020 - 2023 (3 years)IAQUOTIENT WEALTH PARTNERS, LLC (CRD# 326819)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2020 (2 years)BAXA ADVISORS, LLC (CRD# 6627)2007 - 2009 (1 year)IAGOLDMAN SACHS PERSONAL FINANCI... (CRD# 134600)2011 - 2023 (12 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2019 (1 year)IAAXA ADVISORS, LLC (CRD# 6627)2008 - 2009 (<1 year)
Disclosure(s)
View By:
2/18/1990
Criminal
Final Disposition
License(s)

State Registrations

IA
New Jersey 9/8/2023
Current Registration(s)
IA
QUOTIENT WEALTH PARTNERS, LLC (CRD#:326819)
Randolph, NJ
Registered with this firm since 9/8/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/24/2011 - 10/19/2023 GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT (CRD#:134600) MORRISTOWN, NJ
B
 09/03/2020 - 10/19/2023 MERCER ALLIED COMPANY, L.P. (CRD#:37404) MORRISTOWN, NJ
B
 09/01/2020 - 10/19/2023 GOLDMAN SACHS & CO. LLC (CRD#:361) MORRISTOWN, NJ
B
 11/01/2017 - 08/31/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) IRVING, TX
IA
 11/01/2017 - 06/13/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) IRVING, TX
IA
 10/25/2011 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) IRVING, TX
B
 10/21/2011 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) IRVING, TX
IA
 04/08/2009 - 11/07/2011 LPL FINANCIAL LLC (CRD#:6413) MORRISTOWN, NJ
B
 04/01/2009 - 11/07/2011 LPL FINANCIAL LLC (CRD#:6413) MORRISTOWN, NJ
IA
 10/15/2008 - 02/26/2009 AXA ADVISORS, LLC (CRD#:6627) MORRISTOWN, NJ
B
 11/14/2007 - 02/26/2009 AXA ADVISORS, LLC (CRD#:6627) MORRISTOWN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.