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William Nechtem Swerdlick
CRD#: 5394093
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 900 Cummings Ctr
Ste 307T
Beverly, MA 01915-6181
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 900 CUMMINGS CENTER
SUITE 307-T
BEVERLY, MA 01915
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2025 - Present (<1 year)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)2008 - 2025 (16 years)
License(s)

State Registrations

B
Massachusetts 1/6/2025

IA
Massachusetts 1/13/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
900 Cummings Ctr Ste 307T, Beverly, MA 01915-6181
Registered with this firm since 1/13/2025

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
900 CUMMINGS CENTER SUITE 307-T, BEVERLY, MA 01915
Registered with this firm since 1/6/2025

Previous Registration(s)
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05/14/2008 - 01/10/2025 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
IA
10/29/2007 - 02/07/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) MIDDLETON, MA
B
10/04/2007 - 02/07/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) MIDDLETON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.