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PAMELA RODRIGUEZ
CRD#: 5393490
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1925 Century Park E
SUITE #1700
LOS ANGELES, CA 90067
Registration History
2008201020122014201620182020202220242 FIRMS2023 - Present (1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2007 - 2023 (16 years)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2017 - 2023 (6 years)IAINDEPENDENT CAPITAL MANAGEMENT (CRD# 121354)2012 - 2016 (4 years)
License(s)

State Registrations

B
Arizona 9/1/2023

B
Maryland 9/1/2023

B
California 9/1/2023

B
Michigan 9/1/2023

IA
California 9/1/2023

B
Nevada 9/1/2023

B
Colorado 5/8/2024

B
New York 9/1/2023

IA
Colorado 5/8/2024

IA
New York 6/5/2024

B
Florida 9/1/2023

B
North Carolina 9/1/2023

B
Georgia 9/1/2023

B
Pennsylvania 9/1/2023

IA
Georgia 9/1/2023

B
South Carolina 9/1/2023

B
Hawaii 9/1/2023

B
Texas 9/1/2023

B
Idaho 9/1/2023

IA
Texas 9/1/2023

B
Illinois 9/1/2023

B
Virginia 9/1/2023

B
Maine 9/1/2023

B
Washington 9/1/2023

IA
Maine 9/1/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1925 Century Park E SUITE #1700, LOS ANGELES, CA 90067
Registered with this firm since 9/1/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
1925 Century Park E SUITE #1700, LOS ANGELES, CA 90067
Registered with this firm since 9/1/2023

Previous Registration(s)
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IA
03/13/2017 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) LOS ANGELES, CA
B
08/06/2007 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) LOS ANGELES, CA
IA
02/16/2012 - 12/21/2016 INDEPENDENT CAPITAL MANAGEMENT (CRD#:121354) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.