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MICHAEL TOSHIMI CEASER
CRD#: 5393479
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 290 TOWN CENTER DRIVE
SUITE 321
DEARBORN, MI 48126
SUITE 321
DEARBORN, MI 48126
CETERA ADVISORS LLCCRD#: 10299 290 TOWN CENTER DRIVE
SUITE 321
DEARBORN, MI 48126
SUITE 321
DEARBORN, MI 48126
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Arizona 10/19/2009
B
New York 7/12/2011
B
California 9/27/2012
B
North Carolina 1/2/2025
B
Colorado 10/19/2009
B
Ohio 10/20/2009
B
Florida 10/19/2009
B
Oregon 5/14/2024
B
Georgia 1/3/2017
B
South Carolina 4/10/2017
B
Hawaii 7/1/2010
B
Tennessee 9/20/2021
B
Illinois 1/3/2020
B
Texas 9/3/2024
B
Louisiana 10/19/2009
IA
Texas 9/3/2024
B
Michigan 10/1/2007
B
Vermont 4/15/2021
IA
Michigan 3/21/2024
B
Virginia 4/13/2018
B
Minnesota 11/24/2015
B
Washington 10/19/2009
B
Missouri 1/3/2019
B
Wisconsin 1/3/2024
B
New Jersey 9/26/2023
SRO Registrations
B
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IA
Registered with this firm since 3/21/2024
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Registered with this firm since 9/18/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/21/2009 - 03/21/2024 | GREENWOOD VILLAGE, IL | |
IA | 01/04/2008 - 12/31/2008 | GREENWOOD VILLAGE, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.